Compliance Executive

Posted 01 May 2024
Salary £30000.00 - £35000.00 per annum
Job type Permanent
Discipline HR, Business Support & Administration
ContactVictoria Butcher

Job description

We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in their field and you will not be disapointed!

This role's key focus is to deliver expert compliance advice and monitoring service, helping the firm maintain its compliance with existing and emerging regulatory requirements and standards, with particular focus on Data Protection.

You will be joining a business with a strong and competitive benefits package including a very generous pension, modern new facilities, 25 days holiday + bank holiday, yearly profit share bonus, qualifications paid for and more.

Some duties include:

Regulatory Change

  • Assessing and helping to prepare responses to regulatory Consultation papers where appropriate, especially those issued by the FCA.
  • Contributing to the production of regulatory update newsletters for the business summarizing issues that may have an impact on the firm or our industry.
  • Assisting with change management projects in response to new regulatory requirements

Compliance advisory

  • Providing a proactive advisory service to all areas of the firm on regulatory matters
  • Preparing/amending policies, procedures, or guidance to reflect regulatory requirements and to address the results of compliance reviews.
  • Assisting with the preparation and provision of training to all areas of the business on regulatory matters

Compliance monitoring

  • Carrying out routine compliance monitoring and following up on matters arising
  • Participating in ad-hoc compliance reviews and branch visits on topical issues
  • Ensuring that any adverse findings from these reviews are escalated, and monitoring any actions taken to resolve issues


  • Experience within compliance is essential, ideally within financial services or the legal field
  • Educated to degree standard is desirable but not essential
  • An interest in compliance
  • Clear communication skills

If you are open to a great new opportunity with a leading business - apply today to discuss this amazing opportunity further.